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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SYSC 22.4 Drafting the reference: detailed requirements

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

MCOB 4.6A Rolling-up of fees or charges into loan

As Published: 2012

MCOB 4.6A Rolling-up of fees or charges into loan

MCOB 10A.2 APRC: mathematical formula and assumptions

As Published: 2016

MCOB 10A.2 APRC: mathematical formula and assumptions

CONC 7.7 Application of interest and charges

As Published: 2014

CONC 7.7 Application of interest and charges

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

MCOB 6.3 General

As Published: 2015

MCOB 6.3 General

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments