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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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SYSC 22.6 Giving and updating references: additional rules and guidance

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance

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COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

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DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

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