Search Result

981 - 1000 of 1557 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 8.8 Debt management plans

As Published: 2014

CONC 8.8 Debt management plans

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

MCOB 3A.9 Systems and controls

As Published: 2015

MCOB 3A.9 Systems and controls

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

LR 16.1 [deleted]

As Published: 2005

LR 16.1 [deleted]

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

EG 10.5 Section 198: the FCA’s policy [deleted]

As Published: 2016

EG 10.5 Section 198: the FCA’s policy [deleted]

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules