Search Result

421 - 440 of 1453 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

IPRU-INV Annex A 1 INTRODUCTION

As Published: 2015

IPRU-INV Annex A 1 INTRODUCTION

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

FEES App 1 Annex 1A Application Fees payable

As Published: 2024

FEES App 1 Annex 1A Application Fees payable

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

As Published: 2015

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

FEES App 1 Annex 2 Further information on fees

As Published: 2019

FEES App 1 Annex 2 Further information on fees

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons