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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

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LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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