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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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MCOB 5A.3 Information on MCD regulated mortgage contracts: general

As Published: 2015

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

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SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

…

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DEPP 6.5D Serious financial hardship

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

DTR 1B.1 Application and purpose (Corporate governance)

SUP 9.1 Application and purpose

REC 4.7 The section 297 power to revoke recognition

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

SYSC 13.5 Risk management terms

MAR 1.3 Insider dealing

PERG 13.2 General

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR 4.2 Contents and format of listing particulars

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative