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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

…

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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Effective Period

Similar To

LR 1.5 Standard and Premium Listing

LR 14.2 Requirements for listing

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

EG 4.8 Scoping discussions

EG 9.8 The effect of the FCA's decision to make a prohibition order

EG 20.3 Decision making under the CCA Order

COLL 4.1 Introduction

DEPP 2.4 Third party rights and access to FCA material

DTR 8.3 Criteria for approval as a primary information provider

SYSC 4.1 General requirements

DTR 8.5 Supervision of primary information providers

DEPP 5.1 Settlement decision makers

MCOB 4.4A Initial disclosure requirements

EG 5.1 Settlement and the FCA – an overview

SYSC 13.7 Processes and systems

EG 6.2 Publicity during, or upon the conclusion of regulatory action

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

EG 7.2 Alternatives to sanctions