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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

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MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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Similar To

DISP 3.6 Determination by the Ombudsman

SUP 3.3 Appointment of auditors

GEN 6.1 Payment of financial penalties

MCOB 11.7 Transitional arrangements

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CASS 6.7 Treatment of custody assets after a failure

GEN 7.1 Application

DEPP 1.1 Application and Purpose

DISP 1.5 Complaints resolved by close of the third business day

MCOB 8.6A Execution-only sales

DEPP 4.1 Executive decision maker

PERG 5.4 The business test

EG 19.15 The conduct of investigations under the Money Laundering Regulations

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

MAR 5A.1 Application

MAR 5.1 Application

SYSC 13.1 Application