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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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DISP App 3.3 The approach to considering evidence at step 1

As Published: 2017

DISP App 3.3 The approach to considering evidence at step 1

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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PERG 12.4 The application of requirements which implemented EU directives

As Published: 2006

PERG 12.4 The application of requirements which implemented EU directives

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DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

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