Search Result

721 - 740 of 1137 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy