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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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Effective Period

Similar To

EG 19.1 Introduction

EG 15.1 Introduction

REC 6.5 FCA decision on recognition

SUP 5.2 The FCA’s power

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

EG 16.4 The effect of a disapplication order

DISP 1.10B Payment services and electronic money complaints reporting

SUP 16.10 Verification of firm details

DTR 8.2 Approval as a primary information provider

BIPRU 5.4 Financial collateral

SYSC 2.2 Recording the apportionment

SUP 16.13 Reporting under the Payment Services Regulations

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

COLL 1.1 Applications and purpose

DTR 4.1 Annual financial report

EG 14.2 Choice of powers

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling