Search Result

321 - 340 of 882 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

COBS 4.12 [deleted]

As Published: 2007

COBS 4.12 [deleted]

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2019

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators