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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

…

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

…

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

…

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

…

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

…

COND 1.3 General

As Published: 2013

COND 1.3 General

…

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

…

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

…

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

…

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

…

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

…

LR 17.1 Application

As Published: 2005

LR 17.1 Application

…

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

…

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

…

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

…

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

…

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

…

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