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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 6.12 Specialist companies: property companies

As Published: 2017

LR 6.12 Specialist companies: property companies

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LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

PERG 4.6 Advising on regulated mortgage contracts

REC 3.15 Suspension of services and inability to operate facilities

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

FEES 6.1 Application

PERG 2.7 Activities: a broad outline

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

DISP 1.10 Complaints reporting rules

LR 18.3 Listing applications

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

BIPRU 12.7 Liquid assets buffer

ICOBS 6.4 Pre- and post-contract information: protection policies

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy