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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

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PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

DISP 4.2 Standard terms

EG 19.27 Alternative Investment Fund Managers Regulations 2013

BIPRU 5.4 Financial collateral

SUP 16.4 Annual controllers report

PERG 4.6 Advising on regulated mortgage contracts

REC 4.2F Information gathering power on FCA’s own initiative

MAR 6.1 Application

FEES 6.5 Compensation costs

SYSC 2.2 Recording the apportionment

PERG 4.4 What is a regulated mortgage contract?

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]