Search Result

161 - 180 of 1554 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SYSC 4.8

As Published: 2015

SYSC 4.8

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms