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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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DISP App 3.11 Obligation to write letters to certain rejected complainants

As Published: 2017

DISP App 3.11 Obligation to write letters to certain rejected complainants

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EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

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COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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