Search Result

1161 - 1180 of 1433 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

LR 6.11 Specialist companies: scientific research based companies

As Published: 2017

LR 6.11 Specialist companies: scientific research based companies

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

MCOB 2A.6 Information free of charge

As Published: 2016

MCOB 2A.6 Information free of charge

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

LR 16.4 [deleted]

As Published: 2007

LR 16.4 [deleted]

LR 17.1 Application

As Published: 2005

LR 17.1 Application

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

IPRU-INV 4.5 ACCOUNTING RECORDS

As Published: 2015

IPRU-INV 4.5 ACCOUNTING RECORDS

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

LR 16.1 [deleted]

As Published: 2005

LR 16.1 [deleted]

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]