Search Result

341 - 360 of 1432 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

BIPRU 7.9 Use of a CAD 1 model

As Published: 2019

BIPRU 7.9 Use of a CAD 1 model

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA