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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

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SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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COBS 1.1 General application

As Published: 2007

COBS 1.1 General application

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

BIPRU 4.10 The IRB approach: Credit risk mitigation

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

DEPP 6.5D Serious financial hardship

LR 1.4 Miscellaneous

SUP 8.9 Decision making

LR 10.8 Miscellaneous

MCOB 8.5A Advised sales

SUP 10A.2 Purpose

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LR 5.6 Reverse takeovers

RCB 2.2 Applying for registration

EG 19.6 Regulated Activities Order 2001 (RAO)

CONC 14.1 Application

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974