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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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Similar To

FEES 6.5A The retail pool

FEES 6.6 Incoming EEA firms [deleted]

REC 6.1 Introduction and legal background

FEES App 1 Annex 3 Emergencies [deleted]

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DTR 1.2 Modifying rules and consulting the FCA

SUP 10C.5 FCA governing functions: Executive

PRIN 2.1 The Principles

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MCOB 10A.3 APRC: additional assumptions

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds