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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 9.1 Introduction

EG 9.9 The effect of the FCA’s decision to withdraw approval

CASS 8.3 Records and internal controls

SUP 5.2 The FCA’s power

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

CONC 3.3 The clear fair and not misleading rule and general requirements

COLL 3.2 The instrument constituting the fund

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

LR 13.5 Financial information in Class 1 Circulars

PERG 2.4 Link between activities and the United Kingdom

LR 19.2 Requirements for listing

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

PERG 7.7 Post-certification issues

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

LR 13.8 Other circulars

SUP 10C.1 Application

PERG 2.5 Investments and activities: general