Search Result

441 - 460 of 1401 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PERG 16.1 Introduction

As Published: 2019

PERG 16.1 Introduction

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers