Search Result

381 - 400 of 1649 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 22.6 Giving and updating references: additional rules and guidance

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose