Search Result

241 - 260 of 1172 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction