Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

…

SYSC 18.5 Settlement agreements with workers

As Published: 2015

SYSC 18.5 Settlement agreements with workers

…

IPRU-INV 9 App 1 Interpretation

As Published: 2015

IPRU-INV 9 App 1 Interpretation

…

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

…

CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 12.2 Purpose

FEES App 1 Annex 2 Further information on fees

ICOBS 6.2 Pre-contract information: general insurance contracts

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

MIPRU 4.2 Capital resources requirements

EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

GEN 4.2 Purpose

DISP App 3.11 Obligation to write letters to certain rejected complainants

CONC 7.19 Notice of default sums under P2P agreements

COBS 20.3 Principles and Practices of Financial Management

RCB 6.1 Application and purpose

REC 4.2G Reports by skilled persons

APER 1.2 Purpose

PERG 1.3 Status of guidance

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy