Search Result

1461 - 1480 of 1673 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

FEES 6.6 Incoming EEA firms [deleted]

As Published: 2007

FEES 6.6 Incoming EEA firms [deleted]

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

MCOB 2.5A The customer's best interests

As Published: 2012

MCOB 2.5A The customer's best interests

COBS 18.10 Service companies

As Published: 2007

COBS 18.10 Service companies

CONC 2.4 Credit references: conduct of business: lenders and owners

As Published: 2014

CONC 2.4 Credit references: conduct of business: lenders and owners

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction