Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 6.5 FCA decision on recognition

SUP 5.2 The FCA’s power

MAR 10.5 Other reporting, notifications and information requirements

EG 11.4 Determining the amount of restitution

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 2.5 Investments and activities: general

SYSC 22.2 Getting, giving and updating references: the main rules

APER 4.2 Statement of Principle 2

PERG 9.1 Application and Purpose

COBS 15.4 Effects of cancellation

REC 6.3 Recognition requirements

PERG 8.37 AIFMD Marketing

LR 1.3 Information gathering and publication

MAR 1.4 Unlawful disclosure

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

MAR 5A.9 Suspension and removal of financial instruments

MAR 5.6A Suspension and removal of financial instruments

LR 13.8 Other circulars

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling