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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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Effective Period

Similar To

SUP 4.4 Appropriate actuaries

EG 16.4 The effect of a disapplication order

FEES 6.4A Management expenses in respect of relevant schemes

PERG 9.1 Application and Purpose

REC 6.3 Recognition requirements

PERG 8.37 AIFMD Marketing

PRIN 3.4 General

CONC 8.7 Charging for debt counselling, debt advice and related services

DISP 1.6 Complaints time limit rules

SYSC 10.2 Chinese walls

DISP 1.10B Payment services and electronic money complaints reporting

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 14.2 Choice of powers