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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

…

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

…

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

…

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

…

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

…

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

…

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

…

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

…

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

…

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

…

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

…

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

…

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

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