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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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SYSC 1.4 Application of SYSC 11 to 28A

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28A

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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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Similar To

FEES 2.1 Introduction

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

SUP 11.9 Changes in close links

SUP 10C.16 References and accurate information

PERG 1.1 Application and purpose

COLL 11.6 Winding up, merger and division of master UCITS

SUP 11.3 Requirements on controllers or proposed controllers under the Act

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

EG 1.1 Overview

SYSC 4.1 General requirements

SUP 18.4 Friendly Society transfers and amalgamations

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy