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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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MAR 9.1 Application, approach and structure

As Published: 2017

MAR 9.1 Application, approach and structure

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COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

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SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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TC App 6.1 Accredited bodies

PERG 7.3 Does the activity require authorisation?

MCOB 4.4A Initial disclosure requirements

SUP 10C.3 General material about the definition of controlled functions

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

ICOBS 6.4 Pre- and post-contract information: protection policies

PERG 8.4 Invitation or inducement

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

EG 2.9 FCA guidance and supporting materials

SYSC 6.2 Internal audit

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy