Search Result

1421 - 1440 of 1579 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

MCOB 11.4 Application

As Published: 2012

MCOB 11.4 Application

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

As Published: 2016

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart