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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

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PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

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SUP 16.15 Reporting under the Electronic Money Regulations

CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

REC 3.23 Default

COLL 4.4 Meetings of Unitholders and service of notices

EG 19.23 Electronic Money Regulations 2011

LR 8.2 When a sponsor must be appointed or its guidance obtained

MIPRU 5.2 Use of intermediaries

COLL 7.6 Schemes of arrangement

PERG 15.4 Small payment institutions, agents and exempt bodies

COLL 7.1 Introduction

PERG 3A.2 General issues

CASS 9.3 Prime brokerage agreement disclosure annex

CONC 4.5 Commissions

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach