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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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MCOB 1.2 General application: who? what?

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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MAR 5A.5 Systems and controls for algorithmic trading

FEES 5.9 [deleted]

REC 4.7 The section 297 power to revoke recognition

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CASS 7.11 Treatment of client money

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy