Search Result

121 - 140 of 1117 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

As Published: 2016

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest