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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

SYSC 5.2

As Published: 2015

SYSC 5.2

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money