Search Result

581 - 600 of 1609 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews