Search Result

61 - 80 of 1365 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SYSC 4.8

As Published: 2015

SYSC 4.8

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

LR 16.3 [deleted]

As Published: 2008

LR 16.3 [deleted]

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations