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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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DTR 3.1

As Published: 2005

DTR 3.1

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2019

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

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PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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