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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2017

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

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