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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

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SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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REC 3.13 Delegation of relevant functions

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

EG 10.4 Other relevant powers

GEN 4.4 Business for retail clients from non-UK offices

PERG 8.33 Introducing

DEPP 6.7 Discount for early settlement

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

LR 15.4 Continuing obligations

INSPRU 8.4 Capacity Transfer Market

BIPRU 7.8 Securities underwriting

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

LR 4.2 Contents and format of listing particulars

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy