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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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