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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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