Search Result

241 - 260 of 1480 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers