Search Result

121 - 140 of 1321 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose