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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

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PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

As Published: 2015

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

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IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

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EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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MIPRU 4.2C Credit risk mitigation

As Published: 2015

MIPRU 4.2C Credit risk mitigation

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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