Search Result

401 - 420 of 1639 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

CONC 8.7 Charging for debt counselling, debt advice and related services

As Published: 2014

CONC 8.7 Charging for debt counselling, debt advice and related services

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

As Published: 2006

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers