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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

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SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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