Search Result

261 - 280 of 1385 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PERG 15.2 General

As Published: 2011

PERG 15.2 General

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)